As many financial firms have taken their turn in recent headlines, we’ve come to the alarming realization that even the largest and most powerful investment firms aren’t afraid to place their own interests ahead of their clients. Often, when we pull the curtain back, we find a very sleazy business in a very expensive suit. This course aims to unveil certain practices that your clients may have fallen victim to and how to address the issues. Preventative steps will also be shared so that you are able to provide valuable guidance.
Learning Objectives:
Asset Management Strategies, Inc.
Owner
[email protected]
(317) 577-6912
Tony Fiorillo started his career in tax and accounting, preparing over 6,000 tax returns in 15 years before focusing exclusively on investment services. He is the founder and President of Asset Management Strategies, Inc., a Registered Investment Advisory working with clients nationwide networking through their relationships with law firms, CPAs, and other financial services professionals, sharing management fees under the Solicitation Agreement of the Investment Advisors Act of 1940.
Maddox Hargett & Caruso, P.C.
Managing Partner
[email protected]
Mark Maddox is the founder of Maddox Hargett & Caruso PC specializing in securities litigation.